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# 🚀 AI-Trader: Can AI Beat the Market?

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**Five AIs battle for NASDAQ 100 supremacy. Zero human input. Pure competition.**

## 🏆 Current Championship Leaderboard 🏆 
[*Click Here: AI Live Trading*](https://hkuds.github.io/AI-Trader/)

<div align="center">

###  **Championship Period: (Last Update 2025/10/29)**

| 🏆 Rank | 🤖 AI Model | 📈 Total Earnings | 
|---------|-------------|----------------|
| **🥇 1st** | **DeepSeek** | 🚀 +16.46% |
| 🥈 2nd | MiniMax-M2 | 📊 +12.03% |
| 🥉 3rd | GPT-5 | 📊 +9.98% |
| 4th | Claude-3.7 | 📊 +9.80% |
| 5th | Qwen3-max | 📊 +7.96% |
| Baseline | QQQ | 📊 +5.39% |
| 6th | Gemini-2.5-flash | 📊 +0.48% |

### 📊 **Live Performance Dashboard**
![rank](assets/rank.png)

*Daily Performance Tracking of AI Models in NASDAQ 100 Trading*

</div>

---

## ✨ Latest Updates (v0.3.0)

**Major Architecture Upgrade - REST API Service**

- 🌐 **REST API Server** - Complete FastAPI implementation for external orchestration
  - Trigger simulations via HTTP POST
  - Monitor job progress in real-time
  - Query results with flexible filtering
  - Health checks and monitoring
- 💾 **SQLite Database** - Full persistence layer with 6 relational tables
  - Job tracking and lifecycle management
  - Position records with P&L tracking
  - AI reasoning logs and tool usage analytics
- 🐳 **Docker Deployment** - Persistent REST API service
  - Health checks and automatic restarts
  - Volume persistence for database and logs
- 🧪 **Comprehensive Testing** - 102 tests with 85% coverage
  - Unit tests for all components
  - Integration tests for API endpoints
  - Validation scripts for Docker deployment
- 📚 **Production Documentation** - Complete deployment guides
  - DOCKER_API.md - API deployment and usage
  - TESTING_GUIDE.md - Validation procedures

See [CHANGELOG.md](CHANGELOG.md) for full details.

---

[🚀 Quick Start](#-quick-start) • [📈 Performance Analysis](#-performance-analysis) • [🛠️ Configuration Guide](#-configuration-guide) • [中文文档](README_CN.md)

</div>

---

## 🌟 Project Introduction

> **AI-Trader enables five distinct AI models, each employing unique investment strategies, to compete autonomously in the same market and determine which can generate the highest profits in NASDAQ 100 trading!**

### 🎯 Core Features

- 🤖 **Fully Autonomous Decision-Making**: AI agents perform 100% independent analysis, decision-making, and execution without human intervention
- 🛠️ **Pure Tool-Driven Architecture**: Built on MCP toolchain, enabling AI to complete all trading operations through standardized tool calls
- 🏆 **Multi-Model Competition Arena**: Deploy multiple AI models (GPT, Claude, Qwen, etc.) for competitive trading
- 📊 **Real-Time Performance Analytics**: Comprehensive trading records, position monitoring, and profit/loss analysis
- 🔍 **Intelligent Market Intelligence**: Integrated Jina search for real-time market news and financial reports
- ⚡ **MCP Toolchain Integration**: Modular tool ecosystem based on Model Context Protocol
- 🔌 **Extensible Strategy Framework**: Support for third-party strategies and custom AI agent integration
- ⏰ **Historical Replay Capability**: Time-period replay functionality with automatic future information filtering

---

### 🎮 Trading Environment
Each AI model starts with $10,000 to trade NASDAQ 100 stocks in a controlled environment with real market data and historical replay capabilities.

- 💰 **Initial Capital**: $10,000 USD starting balance
- 📈 **Trading Universe**: NASDAQ 100 component stocks (top 100 technology stocks)
- ⏰ **Trading Schedule**: Weekday market hours with historical simulation support
- 📊 **Data Integration**: Alpha Vantage API combined with Jina AI market intelligence
- 🔄 **Time Management**: Historical period replay with automated future information filtering

---

### 🧠 Agentic Trading Capabilities
AI agents operate with complete autonomy, conducting market research, making trading decisions, and continuously evolving their strategies without human intervention.

- 📰 **Autonomous Market Research**: Intelligent retrieval and filtering of market news, analyst reports, and financial data
- 💡 **Independent Decision Engine**: Multi-dimensional analysis driving fully autonomous buy/sell execution
- 📝 **Comprehensive Trade Logging**: Automated documentation of trading rationale, execution details, and portfolio changes
- 🔄 **Adaptive Strategy Evolution**: Self-optimizing algorithms that adjust based on market performance feedback

---

### 🏁 Competition Rules
All AI models compete under identical conditions with the same capital, data access, tools, and evaluation metrics to ensure fair comparison.

- 💰 **Starting Capital**: $10,000 USD initial investment
- 📊 **Data Access**: Uniform market data and information feeds
- ⏰ **Operating Hours**: Synchronized trading time windows
- 📈 **Performance Metrics**: Standardized evaluation criteria across all models
- 🛠️ **Tool Access**: Identical MCP toolchain for all participants

🎯 **Objective**: Determine which AI model achieves superior investment returns through pure autonomous operation!

### 🚫 Zero Human Intervention
AI agents operate with complete autonomy, making all trading decisions and strategy adjustments without any human programming, guidance, or intervention.

- ❌ **No Pre-Programming**: Zero preset trading strategies or algorithmic rules
- ❌ **No Human Input**: Complete reliance on inherent AI reasoning capabilities
- ❌ **No Manual Override**: Absolute prohibition of human intervention during trading
- ✅ **Tool-Only Execution**: All operations executed exclusively through standardized tool calls
- ✅ **Self-Adaptive Learning**: Independent strategy refinement based on market performance feedback

---

## ⏰ Historical Replay Architecture

A core innovation of AI-Trader Bench is its **fully replayable** trading environment, ensuring scientific rigor and reproducibility in AI agent performance evaluation on historical market data.

### 🔄 Temporal Control Framework

#### 📅 Flexible Time Settings
```json
{
  "date_range": {
    "init_date": "2025-01-01",  // Any start date
    "end_date": "2025-01-31"    // Any end date
  }
}
```
---

### 🛡️ Anti-Look-Ahead Data Controls
AI can only access market data from current time and before. No future information allowed.

- 📊 **Price Data Boundaries**: Market data access limited to simulation timestamp and historical records
- 📰 **News Chronology Enforcement**: Real-time filtering prevents access to future-dated news and announcements
- 📈 **Financial Report Timeline**: Information restricted to officially published data as of current simulation date
- 🔍 **Historical Intelligence Scope**: Market analysis constrained to chronologically appropriate data availability

### 🎯 Replay Advantages

#### 🔬 Empirical Research Framework
- 📊 **Market Efficiency Studies**: Evaluate AI performance across diverse market conditions and volatility regimes
- 🧠 **Decision Consistency Analysis**: Examine temporal stability and behavioral patterns in AI trading logic
- 📈 **Risk Management Assessment**: Validate effectiveness of AI-driven risk mitigation strategies

#### 🎯 Fair Competition Framework
- 🏆 **Equal Information Access**: All AI models operate with identical historical datasets
- 📊 **Standardized Evaluation**: Performance metrics calculated using uniform data sources
- 🔍 **Full Reproducibility**: Complete experimental transparency with verifiable results

---

## 📁 Project Architecture

```
AI-Trader Bench/
├── 🤖 Core System
│   ├── main.py    # 🎯 Main program entry
│   ├── agent/base_agent/          # 🧠 AI agent core
│   └── configs/                   # ⚙️ Configuration files
│
├── 🛠️ MCP Toolchain
│   ├── agent_tools/
│   │   ├── tool_trade.py          # 💰 Trade execution
│   │   ├── tool_get_price_local.py # 📊 Price queries
│   │   ├── tool_jina_search.py   # 🔍 Information search
│   │   └── tool_math.py           # 🧮 Mathematical calculations
│   └── tools/                     # 🔧 Auxiliary tools
│
├── 📊 Data System
│   ├── data/
│   │   ├── daily_prices_*.json    # 📈 Stock price data
│   │   ├── merged.jsonl           # 🔄 Unified data format
│   │   └── agent_data/            # 📝 AI trading records
│   └── calculate_performance.py   # 📈 Performance analysis
│
├── 🎨 Frontend Interface
│   └── frontend/                  # 🌐 Web dashboard
│
└── 📋 Configuration & Documentation
    ├── configs/                   # ⚙️ System configuration
    ├── prompts/                   # 💬 AI prompts
    └── calc_perf.sh              # 🚀 Performance calculation script
```

### 🔧 Core Components Details

#### 🎯 Main Program (`main.py`)
- **Multi-Model Concurrency**: Run multiple AI models simultaneously for trading
- **Configuration Management**: Support for JSON configuration files and environment variables
- **Date Management**: Flexible trading calendar and date range settings
- **Error Handling**: Comprehensive exception handling and retry mechanisms

#### 🛠️ MCP Toolchain
| Tool | Function | API |
|------|----------|-----|
| **Trading Tool** | Buy/sell stocks, position management | `buy()`, `sell()` |
| **Price Tool** | Real-time and historical price queries | `get_price_local()` |
| **Search Tool** | Market information search | `get_information()` |
| **Math Tool** | Financial calculations and analysis | Basic mathematical operations |

#### 📊 Data System
- **📈 Price Data**: Complete OHLCV data for NASDAQ 100 component stocks
- **📝 Trading Records**: Detailed trading history for each AI model
- **📊 Performance Metrics**: Sharpe ratio, maximum drawdown, annualized returns, etc.
- **🔄 Data Synchronization**: Automated data acquisition and update mechanisms

## 🚀 Quick Start

### 🐳 **Docker Deployment (Recommended)**

#### 🌐 REST API Server (Windmill Integration)
```bash
# 1. Clone and configure
git clone https://github.com/Xe138/AI-Trader.git
cd AI-Trader
cp .env.example .env
# Edit .env and add your API keys

# 2. Start API server
docker-compose up -d

# 3. Test API
curl http://localhost:8080/health

# 4. Trigger simulation
curl -X POST http://localhost:8080/simulate/trigger \
  -H "Content-Type: application/json" \
  -d '{
    "config_path": "/app/configs/default_config.json",
    "date_range": ["2025-01-16", "2025-01-17"],
    "models": ["gpt-4"]
  }'
```

See [DOCKER_API.md](DOCKER_API.md) for complete API documentation and [TESTING_GUIDE.md](TESTING_GUIDE.md) for validation procedures.

---

### 💻 **Local Installation (Development)**

#### 📋 Prerequisites

- **Python 3.10+**
- **API Keys**: OpenAI, Alpha Vantage, Jina AI
- **Optional**: Docker (for containerized deployment)

#### ⚡ Installation Steps

```bash
# 1. Clone project
git clone https://github.com/Xe138/AI-Trader.git
cd AI-Trader

# 2. Install dependencies
pip install -r requirements.txt

# 3. Configure environment variables
cp .env.example .env
# Edit .env file and fill in your API keys
```

### 🔑 Environment Configuration

Create `.env` file and configure the following variables:

```bash
# 🤖 AI Model API Configuration
OPENAI_API_BASE=https://your-openai-proxy.com/v1
OPENAI_API_KEY=your_openai_key

# 📊 Data Source Configuration
ALPHAADVANTAGE_API_KEY=your_alpha_vantage_key
JINA_API_KEY=your_jina_api_key

# 🧠 AI Agent Configuration
AGENT_MAX_STEP=30             # Maximum reasoning steps
```

### 📦 Dependencies

```bash
# Install production dependencies
pip install -r requirements.txt

# Or manually install core dependencies
pip install langchain langchain-openai langchain-mcp-adapters fastmcp python-dotenv requests numpy pandas
```

## 🎮 Running Guide

### 📊 Step 1: Data Preparation (`./fresh_data.sh`)

```bash
# 📈 Get NASDAQ 100 stock data
cd data
python get_daily_price.py

# 🔄 Merge data into unified format
python merge_jsonl.py
```

### 🛠️ Step 2: Start MCP Services

```bash
cd ./agent_tools
python start_mcp_services.py
```

### 🚀 Step 3: Start AI Arena

```bash
# 🎯 Run main program - let AIs start trading!
python main.py

# 🎯 Or use custom configuration
python main.py configs/my_config.json
```

### ⏰ Time Settings Example

#### 📅 Create Custom Time Configuration
```json
{
  "agent_type": "BaseAgent",
  "date_range": {
    "init_date": "2024-01-01",  // Backtest start date
    "end_date": "2024-03-31"     // Backtest end date
  },
  "models": [
    {
      "name": "claude-3.7-sonnet",
      "basemodel": "anthropic/claude-3.7-sonnet",
      "signature": "claude-3.7-sonnet",
      "enabled": true
    }
  ]
}
```

### 📈 Start Web Interface

```bash
cd docs
python3 -m http.server 8000
# Visit http://localhost:8000
```

## 🐳 Docker Deployment

### Using Docker Compose (Recommended)

The easiest way to run AI-Trader is with Docker Compose:

```bash
# 1. Clone and setup
git clone https://github.com/Xe138/AI-Trader.git
cd AI-Trader

# 2. Configure environment
cp .env.example .env
# Edit .env with your API keys:
# - OPENAI_API_KEY
# - ALPHAADVANTAGE_API_KEY
# - JINA_API_KEY

# 3. Run with Docker Compose
docker-compose up
```

The container automatically:
- Fetches latest NASDAQ 100 price data
- Starts all MCP services
- Runs AI trading agents

### Using Pre-built Images

Pull and run pre-built images from GitHub Container Registry:

```bash
# Pull latest version
docker pull ghcr.io/hkuds/ai-trader:latest

# Run container
docker run --env-file .env \
  -v $(pwd)/data:/app/data \
  -v $(pwd)/logs:/app/logs \
  ghcr.io/hkuds/ai-trader:latest
```

**📖 See [docs/DOCKER.md](docs/DOCKER.md) for detailed Docker usage, troubleshooting, and advanced configuration.**

---

## 📈 Performance Analysis

### 🏆 Competition Rules

| Rule Item | Setting | Description |
|-----------|---------|-------------|
| **💰 Initial Capital** | $10,000 | Starting capital for each AI model |
| **📈 Trading Targets** | NASDAQ 100 | 100 top tech stocks |
| **⏰ Trading Hours** | Weekdays | Monday to Friday |
| **💲 Price Benchmark** | Opening Price | Trade using daily opening price |
| **📝 Recording Method** | JSONL Format | Complete trading history records |

## ⚙️ Configuration Guide

### 📋 Configuration File Structure

```json
{
  "agent_type": "BaseAgent",
  "date_range": {
    "init_date": "2025-01-01",
    "end_date": "2025-01-31"
  },
  "models": [
    {
      "name": "claude-3.7-sonnet",
      "basemodel": "anthropic/claude-3.7-sonnet",
      "signature": "claude-3.7-sonnet",
      "enabled": true
    }
  ],
  "agent_config": {
    "max_steps": 30,
    "max_retries": 3,
    "base_delay": 1.0,
    "initial_cash": 10000.0
  },
  "log_config": {
    "log_path": "./data/agent_data"
  }
}
```

### 🔧 Configuration Parameters

| Parameter | Description | Default Value |
|-----------|-------------|---------------|
| `agent_type` | AI agent type | "BaseAgent" |
| `max_steps` | Maximum reasoning steps | 30 |
| `max_retries` | Maximum retry attempts | 3 |
| `base_delay` | Operation delay (seconds) | 1.0 |
| `initial_cash` | Initial capital | $10,000 |

### 📊 Data Format

#### 💰 Position Records (position.jsonl)
```json
{
  "date": "2025-01-20",
  "id": 1,
  "this_action": {
    "action": "buy",
    "symbol": "AAPL", 
    "amount": 10
  },
  "positions": {
    "AAPL": 10,
    "MSFT": 0,
    "CASH": 9737.6
  }
}
```

#### 📈 Price Data (merged.jsonl)
```json
{
  "Meta Data": {
    "2. Symbol": "AAPL",
    "3. Last Refreshed": "2025-01-20"
  },
  "Time Series (Daily)": {
    "2025-01-20": {
      "1. buy price": "255.8850",
      "2. high": "264.3750", 
      "3. low": "255.6300",
      "4. sell price": "262.2400",
      "5. volume": "90483029"
    }
  }
}
```

### 📁 File Structure

```
data/agent_data/
├── claude-3.7-sonnet/
│   ├── position/
│   │   └── position.jsonl      # 📝 Position records
│   └── log/
│       └── 2025-01-20/
│           └── log.jsonl       # 📊 Trading logs
├── gpt-4o/
│   └── ...
└── qwen3-max/
    └── ...
```

## 🔌 Third-Party Strategy Integration

AI-Trader Bench adopts a modular design, supporting easy integration of third-party strategies and custom AI agents.

### 🛠️ Integration Methods

#### 1. Custom AI Agent
```python
# Create new AI agent class
class CustomAgent(BaseAgent):
    def __init__(self, model_name, **kwargs):
        super().__init__(model_name, **kwargs)
        # Add custom logic
```

#### 2. Register New Agent
```python
# Register in main.py
AGENT_REGISTRY = {
    "BaseAgent": {
        "module": "agent.base_agent.base_agent",
        "class": "BaseAgent"
    },
    "CustomAgent": {  # New addition
        "module": "agent.custom.custom_agent",
        "class": "CustomAgent"
    },
}
```

#### 3. Configuration File Settings
```json
{
  "agent_type": "CustomAgent",
  "models": [
    {
      "name": "your-custom-model",
      "basemodel": "your/model/path",
      "signature": "custom-signature",
      "enabled": true
    }
  ]
}
```

### 🔧 Extending Toolchain

#### Adding Custom Tools
```python
# Create new MCP tool
@mcp.tools()
class CustomTool:
    def __init__(self):
        self.name = "custom_tool"
    
    def execute(self, params):
        # Implement custom tool logic
        return result
```

## 🚀 Roadmap

### 🌟 Future Plans
- [ ] **🇨🇳 A-Share Support** - Extend to Chinese stock market
- [ ] **📊 Post-Market Statistics** - Automatic profit analysis
- [ ] **🔌 Strategy Marketplace** - Add third-party strategy sharing platform
- [ ] **🎨 Cool Frontend Interface** - Modern web dashboard
- [ ] **₿ Cryptocurrency** - Support digital currency trading
- [ ] **📈 More Strategies** - Technical analysis, quantitative strategies
- [ ] **⏰ Advanced Replay** - Support minute-level time precision and real-time replay
- [ ] **🔍 Smart Filtering** - More precise future information detection and filtering

## 🤝 Contributing Guide

We welcome contributions of all kinds! Especially AI trading strategies and agent implementations.

### 🧠 AI Strategy Contributions
- **🎯 Trading Strategies**: Contribute your AI trading strategy implementations
- **🤖 Custom Agents**: Implement new AI agent types
- **📊 Analysis Tools**: Add new market analysis tools
- **🔍 Data Sources**: Integrate new data sources and APIs

### 🐛 Issue Reporting
- Use GitHub Issues to report bugs
- Provide detailed reproduction steps
- Include system environment information

### 💡 Feature Suggestions
- Propose new feature ideas in Issues
- Describe use cases in detail
- Discuss implementation approaches

### 🔧 Code Contributions
1. Fork the project
2. Create a feature branch
3. Implement your strategy or feature
4. Add test cases
5. Create a Pull Request

### 📚 Documentation Improvements
- Improve README documentation
- Add code comments
- Write usage tutorials
- Contribute strategy documentation

### 🏆 Strategy Sharing
- **📈 Technical Analysis Strategies**: AI strategies based on technical indicators
- **📊 Quantitative Strategies**: Multi-factor models and quantitative analysis
- **🔍 Fundamental Strategies**: Analysis strategies based on financial data
- **🌐 Macro Strategies**: Strategies based on macroeconomic data

## 📞 Support & Community

- **💬 Discussions**: [GitHub Discussions](https://github.com/Xe138/AI-Trader/discussions)
- **🐛 Issues**: [GitHub Issues](https://github.com/Xe138/AI-Trader/issues)

## 📄 License

This project is licensed under the [MIT License](LICENSE).

## 🙏 Acknowledgments

Thanks to the following open source projects and services:
- [LangChain](https://github.com/langchain-ai/langchain) - AI application development framework
- [MCP](https://github.com/modelcontextprotocol) - Model Context Protocol
- [Alpha Vantage](https://www.alphavantage.co/) - Financial data API
- [Jina AI](https://jina.ai/) - Information search service

## Disclaimer

The materials provided by the AI-Trader project are for research purposes only and do not constitute any investment advice. Investors should seek independent professional advice before making any investment decisions. Past performance, if any, should not be taken as an indicator of future results. You should note that the value of investments may go up as well as down, and there is no guarantee of returns. All content of the AI-Trader project is provided solely for research purposes and does not constitute a recommendation to invest in any of the mentioned securities or sectors. Investing involves risks. Please seek professional advice if needed.

---

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**🤖 Experience AI's full potential in financial markets through complete autonomous decision-making!**  
**🛠️ Pure tool-driven execution with zero human intervention—a genuine AI trading arena!** 🚀

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---

## ⭐ Star History

*Community Growth Trajectory*

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  <a href="https://star-history.com/#HKUDS/AI-Trader&Date">
    <picture>
      <source media="(prefers-color-scheme: dark)" srcset="https://api.star-history.com/svg?repos=HKUDS/AI-Trader&type=Date&theme=dark" />
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      <img alt="Star History Chart" src="https://api.star-history.com/svg?repos=HKUDS/AI-Trader&type=Date" style="border-radius: 15px; box-shadow: 0 0 30px rgba(0, 217, 255, 0.3);" />
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---

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